Zimmerman D’Costa LLP is a national full-service law firm specializing in securities litigation, elder law, real estate, and derivatives practice groups. The firm also has other affiliated practice groups which handles personal injury, criminal law, family law, and commercial litigation. We are committed to delivering strategic legal solutions while fostering collaboration across teams to meet client objectives effectively.
Zimmerman D’Costa LLP is a national full-service law firm specializing in securities litigation, elder law, real estate, and derivatives practice groups. The firm also has other affiliated practice groups which handles personal injury, criminal law, family law, and commercial litigation. We are committed to delivering strategic legal solutions while fostering collaboration across teams to meet client objectives effectively.
Financial Advisors and Registered Securities Representatives
We represent and defend registered representatives and financial advisors before FINRA, CFTC, SEC, and AAA, in disciplinary proceedings. This includes U5 defamation actions, forgivable promissory note collection causes, expungement of U4 and U5, AWC letters, OTR interviews and enforcement actions.
If you’ve received a disciplinary letter from FINRA or have any questions regarding claims brought against you, please contact our Securities Law Practice Group for a free evaluation at 516-526-3082.
